Brian Kape

Brian is a 25+ year Business Development expert in Wealth Management. Brian’s focus and success has been to apply a highly consultative, partnership approach in creating custom and complex enterprise solutions for industry leading firms. Brian has in-depth business segment knowledge working with B/Ds, Asset Managers, RIA’s, TAMP’s, Trust Banks, Trading Firms and Custodians coupled with his diverse experience holding senior positions with firms such as Tegra118, Broadridge, Pershing/ BNY (National Customers and PAS), Scivantage and Concord Equity.

Earlier in his career, Brian successfully managed trading, operations, home office functions, principal oversight, regulatory audits, and other Broker Dealer and RIA responsibilities holding FINRA/NYSE Series 4,7,8,24,27,53,63 licenses.